Acts as the Exchange’s Counsel and, as such, represents the Exchange on disciplinary matters in front of the Exchange’s Disciplinary Committee and/or any other decision-making authority;
Advises the Investigations Unit on all matters related to evidence and on regulatory interpretation or enforcement based on the facts collected, and provides recommendations to the Investigations Unit;
Prepares and drafts various documents, including enforcement pleadings, regulations, circulars, internal interpretation bulletins, policies and processes;
Contributes to public representation initiatives on regulatory reforms regarding derivative instruments;
Collaborates on any of the Division’s projects and performs any other related task assigned by the Legal Counsel’s immediate supervisor or by the Vice-President and Chief Regulatory Officer.
● 主要工作要求：
法学学士；
具有法律、隐私、商业和公司法方面的知识；
5-7年诉讼、纪律性法律或监管调查以及行政法律方面的经验；
有金融市场工作经验；
了解适用于法律程序的证据规则；
较强的英语和法语写作能力；
优秀的法律推理能力。
● Main Requirements：
Bachelor of Law
Knowledge of disciplinary, privacy, commercial and corporate law
5 to 7 years’ experience in litigation, disciplinary law and/or regulatory investigations, and administrative law
Work experience in financial markets
Knowledge of the rules of evidence applicable to disciplinary proceedings